Minutes of meeting at the University of Delaware
October 23, 1996
Table of Contents 1. Goal 2. Problem 3. Symptoms 3.1 External -- nonmembers 3.2 Internal -- members 4. Root causes 4.1 Cause 1: Parochialism 4.2 Cause 2: ACL conference 4.3 Cause 3: Structure of the ACL Executive 5. Recommendations 5.1 Actions 5.2 Questionnaire 1. Goal As members of the ACL Executive, we have been tasked with analyzing the decline in ACL membership and suggesting possible cures. 2. Problem Over the past ten years, the ACL has steadily lost members -- on average, 150 members per year. But the field itself is not stagnant or shrinking: COLING attendance keeps growing, spinoff associations have been created (the "Pacific ACL" and others), associated workshops are constantly held, etc. These signals of dissatisfaction from the membership indicate that the ACL is doing something wrong. A number of language-related communities, both research and commercial, exist today wholly independently of the ACL. These include: - machine translation (in fact, the ACL sprang from MT; the MT community has its own international and national organizations and series of conferences); - speech processing (a much larger group of researchers than the current ACL membership); - human-computer interaction (another much larger community, but one split into two camps. Only the one that could be characterized as "pro-AI" would potentially be interested in the ACL); - information retrieval (of which only a part would be interested in the ACL). Several communities currently have ties to the ACL but have on occasion voiced some disaffection. The ones large and stable enough to split off include: - corpus-based / "statistical" NLP research (this group has held large workshops in the past, has started a journal, and is growing); - natural language generation, including some portions of discourse (this group has held regular workshops, stable at around 70 people every two years since the early 1980's, and feels underrepresented at ACL, although in fact ACL has actively tried to foster it). The ACL has responded in various ways already: creating the EACL chapter in Europe, incorporating more Europe-based members on the Executive, holding the conference in Europe, reaching out to subcommunities that have voiced some disaffection (language generation, discourse) and introducing multiple tracks at the conference. These actions are not enough, however. This document discusses the symptoms apparent today, tries to identify some of the principal causes, and suggests some (in some cases fairly substantial) changes. 3. Symptoms 3.1 External -- problems experienced by nonmembers Problem 1: I don't know about the ACL, or what it is supposed to do. This is the position of many potential members -- people in Machine Translation, Speech, Information Retrieval, Human-Computer Interaction, etc. The solution is fairly straightforward: increase outreach and availability. See Section 5.1 below. Problem 2. I didn't like what I saw of it: - conference: often the conference is seen as too focused on just a single set of issues, too "theoretical", and too limited (i.e., not "experimental" enough. One could summarize this as "the ACL conference sees itself as a journal"), - journal: not wide enough in scope; - other: claims regularly surface that the ACL is run by a clique. The solutions here are less straightforward; they involve changing the areas and the acceptance levels of conference papers and actively broadening the scope of interests of the association. See Sections 4.2 and 4.3. Problem 3. It doesn't do anything for me. Problem 4. It's too much hassle: - doesn't address my (group's) concerns - too expensive - too far away The primary problem here is one of ACL's North American parochialism. Over the years, the result has been the formation of a wholly separate organization for Pacific Asia in Japan and a chapter of the ACL for Europe. A solution to these problems requires fundamental changes in the ACL organization. See Section 4.1 below. 3.2 Internal -- problems experienced by current and recent members 1. Activities don't address my concerns (enough) - conference - journal - SIGs - etc. Criticisms continually surface that ACL conferences (and to some extent the journal) are too focused on just the same set of issues and theories, are too "theoretical", and too limited (or demand too high a standard). In response to this, the ACL has (among other things) sponsored the ANLP series of conferences and has introduced both the student papers and a partial parallel track of papers at the conference. The effects of these measures are not yet clear, but there is a strong feeling among some members that more remains to be done. As mentioned above, the solution is less straightforward; it involves broadening the scope of the Association and making the acceptance criteria appropriate for various sorts of papers. See Section 4.2. 2. ACL is run by a clique This criticism is common in any organization with problems of the kind ACL has been experiencing; it expresses people's frustration with the slowness or lack of improvement. In this case, it also reflects some of the feeling that the ACL conference is too narrowly focused. Although it is not true that ACL is run by a clique, the fact that the nomination process is closed, and nominates only one person per position, makes the ACL appear rather like the communist states of old. See Section 4.3. 3. ACL is too much hassle - see #4 above - communications from the ACL are unclear ACL's recent move of administrative matters online has not come without cost. The most recent online registration form has confused many people. The Finite String, no longer distributed as hardcopy, is read less than before. These matters can and must be improved. 4. Root Causes We have identified three root causes for the problems. They are: 1. North American parochialism 2. the ACL conference is too restricted and its standards are too high 3. structure of the ACL Executive 4.1 Cause 1: Parochialism A major concern within the ACL is North American parochialism. Despite the ACL's attempts to foster European participation (every second President is selected from Europe, every nth ACL conference is held in Europe, the past two ANLP conferences were held in Europe), the membership in Europe is not being served adequately in fact. Although ACL now has more members in Europe than in North America, the Executive is still overwhelmingly North American, and there is no plan to hold every second conference in Europe. As for Asia, to our knowledge there never have been any Executive members from Asia, nor any ACL conference there. (We discuss Asia as a single entity here, although one could argue that it consists of at least three major blocks as far as ACL is concerned: Japan, Mainland China, and the other East Asian countries together.) The response has been clear. Asia has left the ACL (though not COLING). Europe is busy doing so. The argument for creating the EACL hinged upon the need for a regionally based organization in order to serve formal funding and legal needs. But this argument does not reflect the reality of experience; for example the next ACL conference, the first one in Europe, is now being called not just "the 35th ACL conference" but is being co-billed as "the 35th ACL/8th EACL conference", because "some members feel our conference is being taken away from us next year". This language reflects the degree of isolation and alienation felt. Regional concerns operate not only formally but also as a motivating influence. When the organization is too remote from the individual, the forces that motivate individuals to participate are lost: they see no direct connection from the organization's activities to their local sphere of concern, and they see no way of shaping policy to respond to their local needs. To them, the global organization becomes irrelevant. They can only respond in one of two ways: by splitting off (the Asian-Pacific ACL solution) or by subdividing (the EACL solution). The ACL has never properly faced this question. The two possibilities are: 1. Create a new North American Association (the NAACL, "N-double-A-C-L"), and promote the current ACL to constitute the international umbrella organization; 2. Create a new international umbrella organization, and grant equal partner status to the ACL (as North Amercian representative), the EACL, and to one or more Asian-Pacific-Australian association(s). The core differences between these alternatives lie in the location of the following responsibilities: - conferences, - journal(s), - financial holdings, - administrative office. Some of these concerns are fairly easily dealt with; others will probably require a vote by the membership. For either alternative, each regional body should run its own conference series in the way it desires. Also, for either alternative, the journal and Finite String should be managed by the international organization. Given the regional nature of motivation, funding, and other geopolitical factors, it makes sense to situate the primary focus of the association at the regional level: each Executive body controls its own budget, etc. Officers are elected to the regional Executives, from which representatives can be seconded (ex officio, elected, etc.) to the international one. This model (weak-umbrella-over-strong-partners) is followed for example by the International Association of Machine Translation (IAMT) and the American Philosophy Association (APA). The opposite model (strong- umbrella-over-weak-partners) is followed for example by the American Association of Religion (AAR), with three regional constituents (Western, Central, and Eastern US). The former two organizations work more effectively (according to an informal poll of members) than the latter does. The model of machine translation is particularly interesting for ACL. The IAMT hosts a single biennial conference, the MT Summit, which rotates over the three continents. Each regional association holds its own meetings in their own rhythm; the AMTA (Assoc. for MT in the Americas) holds a full conference every second year; the EAMT (European Assoc.) holds workshops every year in tandem with various conferences; the AAMT (Asia) holds conferences and meetings irregularly. Reconstituting the ACL along these lines will resolve the following problems: - too little Europe-based and no Asian representation on the ACL Executive; - little or no responsiveness to regional funding, research foci, etc., concerns; - the problem of the location of the ACL and ANLP conferences, allowing members to attend in their own continents; - the relationship with ICCL (COLING) -- it and the International Association will be on an equal level and can, eventually, be merged. Arguments against reconstituting the ACL along these lines include: - parallel conferences in each of the three continents (but this is already the case); - an increased number of administrative and executive positions (but the International Executive can be constituted out of regional Executives with little additional overhead); - possible disagreements among the regional Executives about joint matters, such as the journal, a rotating principal/showcase conference, etc. (but the risk of such disagreements is preferable to the current position). 4.2 Cause 2: ACL Conference With respect to the ACL conferences, the following two complaints are heard especially from ex-members: 1. The conference is too focused on a particular type of topic or method ("if it's a small problem, neatly solved, then ACL will accept it, otherwise, forget it"). This means that too few conference papers are accepted in less traditional areas, or in areas that do not admit of a clean solution (such as surveys, trend analyses, etc.), or that are of a more preliminary, experimental, or innovative nature. 2. The acceptance standard for conference papers is too high. This means that ACL conference papers, which are not considered journal papers for tenure decisions, are as difficult to get published as journal papers although they require just as much work. Although the conference has not had trouble drawing submissions in the past, attendance at the conference has been shrinking, while attendance at conferences such as COLING, ICASSP, HCI, AMTA, and workshop meetings has been increasing. In addition, several of the ACL SIGs have been holding their own workshops/conferences that are very well attended. Informal observation suggests that many people who attend these workshops do NOT attend the major ACL conference. The conclusion has to be that people not working within the traditional conference themes, and people doing work not of the kind generally accepted at the conference, are going elsewhere, although they still view an ACL paper with a high degree of respect. The ACL has responded to this in several ways. A major response has been to institute the ANLP conference series, to satisfy the so-called "applied" researchers. Unfortunately, this move has set the ACL conference itself up as the "theoretical" one. This is a mistake: it divides the ACL membership, prevents cross-fertilization, and creates a sense of superiority vs. inferiority. Since however in all three continents the major funding has moved in the "applied" direction, the pool of purely "theoretical" ACL researchers has shrunk, while the ANLP conference (and other related conferences such as AMTA, etc.) is being held increasingly often (in 1983, 1988, 1992, 1994, 1997). A second response has been to institute a student paper session at the ACL conference, thereby encouraging work possibly not quite polished yet. An important and ongoing question about this session is whether it should not be widened to included other (non-student) unpolished but promising work as well. A third response has been to initiate parallel sessions during part of the conference, thereby widening the choice of papers delivered to the audience. Although this step was taken amid some controversy, it is unlikely that the conference will revert to the single-session pattern. Though these responses certainly address some of the problems, they are not enough. We suggest the following: 1. Merge the ANLP conference series into the regular "theoretical" series. In so doing, broaden the scope of papers accepted to the conference to include also practical ones (even possibly systems demonstrations), overview papers, papers that identify interesting problems but do not offer solutions, etc. Thus although 25-30% might be a good acceptance rate for the conference, that 25-30% should be made up of different TYPES of papers and not just the "theoretical" papers that are accepted now; 2. Hold annual regional conferences for each region. Possibly designate one of these as the "home" ACL conference every year, rotating over regions; 3. Extend the parallel sessions to cover more of the conference. 4. Have the SIGs hold their meetings in conjunction with the ACL conference. This can be done by having a one-day workshop at the conference site, or a multi-day workshop coordinated with the conference so as to encourage attendance at both. 4.3 Cause 3: ACL Executive The ACL Executive suffers from two major structural problems: 1. Tenure on the ACL Executive is too brief to allow effective consideration and implementation of longer-term problems. 2. The ACL Executive nomination process potentially allows an ingrown clique to control the Association. The ACL used to be run essentially by one person -- Don Walker. He handled all long-term structural changes and strategic repositioning of the ACL. Except for the Secretary-Treasurer (S/T) and the journal editor, no officer serves for longer than 3 years at a stretch. It is the experience of many Executive members (authors included) that three years is too little: the first is spent trying to understand the problems of the Association, and by the time one knows enough to make a difference, your tenure is up. This problem is particularly acute for the positions of President and Vice President. It is unfair to expect the S/T, who is conducting a full-time professional life as well, to manage all the long-term affairs of the Association alone. Since Don is no longer with us, the Association is now unable to formulate and carry out long-term plans to address structural and strategic issues, such as the kind of problem addressed in this study. We do not suggest that the tenure of Executive members be lengthened, but we do suggest the following changes: - that the President and VP be nominated from the Executive, - that the President and Vice President serve a longer term in their respective offices, e.g., two years in each position. This would give the President four years to make a difference on the Association, - that the Executive be enlarged to include more members. The second problem is the perceived ingrown nature of the ACL Executive. Whether or not this is true, it is a fact that year after year only one person is nominated for each open position. We therefore suggest two changes: - a request for nominations for open positions, mailed out annually to the membership; - the stipulation that at least two people be nominated for each open Executive position, - voting be done by mail as is done in (for example) ACM and AAAI. 5. Recommendations 5.1 Actions The above recommendations can be summarized as follows. 1. Improve outreach: a. list ACL benefits: What does it do for me? (see http://www.isi.edu/natural-language/AMTA.html) send to all conference attendees, last 10 years b. advertise ACL to - mailing lists - organizations (IR, Speech, MT, HCI, UM, linguists) c. update web page 2. Improve ACL's electronic communications (registration form; Finite String). 3. Reconstitute the ACL: differentiate the international from the North American association, and link the European and Asian associations as equal partners. 4. Change the ACL Executive structure and election process: - request nominations from the membership - ensure at least two choices per open position - hold voting by mail - increase number of Executive officers - select President and Vice President from the Executive - lengthen terms of President and Vice President 5. Reconfigure the conference(s): - merge the ACL and ANLP series - hold one conference for each partner Association each year, and co-locate the central Association meeting in rotation - accept a different style of paper -- not only the traditional problem-solution paradigm, but also reviews, system descriptions, reflections on problems, etc. - accept "application" papers and possibly system demonstrations as well 5.2 Questionnaire Some of the recommendation above are fairly uncontroversial, but others will most probably require a vote by the membership. We recommend putting all possibly contentious issues to ballot through a questionnaire. A draft of some of the major sections of such a questionnaire follows. 1. Association Structure: [Description of the problem, per Section 4.1] - international and North Amercian ACL: - current ACL -> international body, new North American assoc? - current ACL -> North American assoc, new international body? Executive: [Description of the problem, per Section 4.1] - more candidates? - how nominated? 2. Conferences [Description of the problem, per Section 4.2] Expand scope of ACL meetings: - technically - add multiple tracks, different areas - add more speculative papers - add more applied work - add more overview work (system demos? videos?) - regionally - EACL series, separate - American ACL series - Asian ACL series - International ACL series Applications vs. theory: keep ANLP separate from ACL meetings? - if yes, - when should it be held? Alternating years? - where should it be held? Alternating conference to ACL/EACL? - if no, - keep it separated but appended to ACL? - merge ACL and ANLP - separate tracks? How many? Dedicated to applied areas? - if sometimes, - hold ACL and ANLP together when? How joined? - at other times, link ACL with Speech (ICASSP), IR, MT (AMTA), HCI meetings or not? 3. SIGs [Description of the issues] - workshops should the workshops be linked to conferences? (always, every other year, etc.) - should there be multiday/oneday workshops, both? - onedays are linked, after, same place - multidays are before or after? same place or nearby? at least as often as possible...)